Our Firm

 

Meeting-Our firm


Stephen M. Gross, Inc. provides personalized fee-based investment management and financial advisory services to individuals and small businesses. We offer independent professional advice in financial, estate, and retirement planning as well. All investment advisory accounts are held and transacted through TD Ameritrade. Each securities account has unlimited account protection that applies to the securities and cash awaiting reinvestment.


 Securities Investor Protection Corporation ("SIPC"), provides account protection for the net equity of a customer’s funds and securities positions. SIPC provides $500,000 of primary net equity protection, including $100,000 for claims for cash ("SIPC Coverage"). BSSC provides the additional protection ("Excess SIPC") through a commercial insurer. Effective February 16, 2004, the commercial insurer for Excess SIPC will change to Customer Asset Protection Company ("CAPCO"), a licensed New York insurance company. Account protection applies when a SIPC member firm fails financially and in unable to meet its obligations to its securities customers, but does not apply to losses from the rise or fall in the market value of investments or to SIPC ineligible assets such as options, futures, foreign exchange transactions, or any investment contracts that are not registered as securities. 

 

              Visit www.sipc.org for more information about SIPC Coverage.